Services

Investment Management

Omega Advisory is an independent registered investment advisor firm with emphasis on portfolio management. It’s an entirely independent investment management firm without any affiliation to any other financial services firm. The investment strategy at Omega Advisory is long term focused.

Process

• Initial no-obligation meeting: We present our services and capabilities while gauging your needs. We will let you know if you can benefit from our services while educating you regarding investing fundamentals and financial planning issues. If you decide to use our services, a welcome package is mailed out along with standard disclosures and a request for information (Investment questionnaire and Personal Information).
• Follow up and finalize: We follow up to clarify any questions you might have and generate an investment management contract.
• Paperwork sign-off and account transfer: We work with you to transfer assets to your new custodial accounts (Charles Schwab) that will be managed by us. In parallel, you sign off on the IPS and the investment management contract. Based on your preference for a start date (as specified in the contract), we notify you and begin managing your investments.